SEC Reporting and Compliance

Securities laws and regulations are a highly complicated and nuanced and require years of experience in order to navigate through the complexities. Our lawyers guide companies through the legal and regulatory issues allowing them to concentrate on operating their businesses. We work closely with our domestic and foreign corporate clients to implement and assure compliance with a wide range of securities law compliance matters, including the Sarbanes-Oxley Act of 2002, the Dodd-Frank Act of 2010, the JOBS Act of 2012, and the 1934 Exchange Act periodic reporting obligations, such as quarterly reports on Form 10-Q, annual reports on Form 10-K, and current reports on Form 8-K. We regularly assist clients in preparing and filing reports disclosing stock ownership such as Forms 3, 4, and 5, and Schedules 13G and 13D.